Regulatory Information

Merchant Banking

Track record for Public Issues (last 3 financial years)

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  • No document

Offer document

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  • No document

Disclosures

Investors Charter

  1. Initial Public Offer (IPO) and Further Public Offer (FPO) including Offer for Sale (OFS) (PDF/502KB)
  2. Rights Issue (PDF/594KB)
  3. Qualified Institutions Placement (QIP) (PDF/642KB)
  4. Preferential Issue (PDF/384KB)
  5. SME IPO and FPO including OFS (PDF/529KB)
  6. Buyback of Securities (PDF/392KB)
  7. Delisting of Equity Shares (PDF/519KB)
  8. Substantial Acquisitions of Shares and Takeovers (PDF/515KB)
  9. Public Issue of debt securities (PDF/434KB)
  10. Public issue of non-convertible redeemable preference shares (PDF/335KB)
  11. Private placement of debt securities and non-convertible redeemable preference shares (PDF/255KB)
  12. Private placement of municipal debt securities (PDF/759KB)
  13. Public offer of units by REITs (PDF/610KB)
  14. Public offer of units by InvITs (PDF/699KB)
  15. Private placement of units by InvITs proposed to be listed (PDF/532KB)

Investors Complaints Data

  1. IPO and FPO including OFS (PDF/124KB)
  2. Rights Issue (PDF/91KB)
  3. Qualified Institutions Placement (QIP) (PDF/124KB)
  4. Preferential Issue (PDF/91KB)
  5. SME IPO and FPO including OFS (PDF/92KB)
  6. Buyback of Securities (PDF/92KB)
  7. Delisting of Equity Shares (PDF/92KB)
  8. Substantial Acquisitions of Shares and Takeovers (PDF/92KB)
  9. Public issue of debt securities (PDF/94KB)
  10. Public issue of non-convertible redeemable preference shares (PDF/94KB)
  11. Private placement of debt securities and non-convertible redeemable preference shares (PDF/94KB)
  12. Private placement of municipal debt securities (PDF/94KB)
  13. Public offer of units by REITs (PDF/94KB)
  14. Public offer of units by InvITs (PDF/94KB)
  15. Private placement of units by InvITs proposed to be listed (PDF/94KB)
  16. Collective complaints data - Equity Capital Market (PDF/113KB)
  17. Collective complaints data - Debt Capital Market (PDF/114KB)
  18. Collective complaints data - Public offer of units by REITs and InvITs (PDF/113KB)

Disclosures

  1. CSR Policy (PDF/265KB)
  2. CSR Activities (PDF/67KB)
  3. Non-regulated Activities

Contact Information

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Come find us at
Mizuho Securities India Private Limited
17th Floor, Tower-A, Peninsula Business Park, Senapati Bapat Marg, Lower Parel, Mumbai 400013, India
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Call us on
+91 22 4353 7600
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Details
CIN: U67190MH2010FTC203412SEBI Registration No. as Merchant Banker: INM000012704

Compliance Officer
Mr. Nikhil Arya
Address: 17th Floor, Tower – A, Peninsula Business Park,
Senapati Bapat Marg, Lower Parel, Mumbai 400 013, India
t: +91 22 4353 7600 | ext: 604
email - AS_IN_LnC@in.mizuho-sc.com

In absence of a response/complaint not addressed to your satisfaction, you may lodge a complaint with:
• SEBI at https://scores.sebi.gov.in
• SMARTODR Dispute Website: https://smartodr.in

Privacy Policy

Privacy Policy (PDF/337KB)
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