Legal Disclosures

General Notice

Recently, business activities have been promoted by an entity identifying itself as "Mizuho DKB Brokerage". Please be advised that this entity is not part of the Mizuho Financial Group and its affiliates have NO affiliation with this business entity.

Policies

Anti-bribery policy statement

Complaints handling process

Conflicts of interest disclosure statement

Conflicts of interest management policy - investment research

Mizuho International allocation policy

Mizuho International privacy policy (DIFC)

Mizuho International US Patriot Act Certification

Order execution policy

Pre-trade commercial policy

RBS - Implementation Statement

Statement of Investment Principles

Mizuho UK Group Tax Strategy