Futures Disclosures

2024 - 2023 - 2022 - 20212020 - 2019 - 2018 - 2017 - 2016 - 2015

CFTC Reg. 1.55(o)(1): Disclosure of Financial Information


CFTC Rule 1.55(o) Financial Regulatory Information

Financial information regarding the futures commission merchant, MSUSA, including how the futures commission merchant invests and holds customer funds, may be obtained from the National Futures Association. Click here to link to the National Future Association website.

Additional financial information on all futures commission merchants is available on the CFTC’s website. Click here to link to the CFTC’s website.

Other Applicable Disclosures

Firm Specific Disclosures per CFTC Rule 1.55(k) - Click Here
Disclosures of FCM Conflicts of Interest - Click Here
Business Continuity Plan Summary - Click Here
Combined Risk Disclosure Statement - Click Here
Negative contract price disclosure - Click Here
CFTC Reg 22.16 Required disclosures to Cleared Swap Customers - Click Here
Electronic Trading and Order Routing System Disclosure statement -  Click Here
Direct Order Transmittal Client Disclosure Statement - Click Here
Exchange for Related Positions - Click Here
Foreign Trader Disclosure Statement - Click Here
EMIR Clearing Member Disclosure statement - Click Here
EMIR Direct Client Indirect Clearing Disclosure Statement - Click Here
EU CCPR - Click Here
ICE Futures Europe Risk Disclosures - Click Here
ICE Futures Europe Disclosure to Australian clients - Click Here
Guide to the structure, market terminology and order execution of the London Metals Exchange - Click Here
Restrictions on distribution of market data – LME - Click Here
Disclosure and Notice for Canadian residents in Ontario, Alberta or British Columbia - Click Here
Dubai Mercantile Exchange Notice - Click Here


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